社会杂志 ›› 2019, Vol. 39 ›› Issue (5): 1-38.

• 专题一:条块关系与国家治理 •    下一篇

“结对竞赛”:城市基层治理创新的一种新机制

黄晓春1, 周黎安2   

  1. 1. 上海大学社会学院;
    2. 北京大学光华管理学院
  • 发布日期:2019-09-19
  • 作者简介:黄晓春,E-mail:hxiaochun@shu.edu.cn

“Paired Competition”: A New Mechanism for the Innovation of Urban Local Governance

HUANG Xiaochun1, ZHOU Li2   

  1. 1. School of Sociology and Political Science, Shanghai University;
    2. Guanghua School of Management, Peking University
  • Published:2019-09-19

摘要: 本文聚焦近年来在城市基层治理转型前沿发生的制度性变革,即基层政府的职能重心从传统的发展经济转向公共服务与社会治理领域,使得上级政府对其治理绩效难以清晰衡量,而更依赖于“印象政绩”的评估与考核。在此条件下,基层治理场域出现了一种上级“条条”部门与下级“块块”“结对竞赛”的新机制。“结对竞赛”有助于条块部门之间紧密合作,携手实现治理创新,克服以前的条块分割问题,以便向上级发送政绩信号;但与此同时也带来了一些负向激励,导致过度创新和成功的创新经验难以扩散到竞争性地区等问题。本研究结合A区民政部门推动“社区分析工具”创新实践的案例进一步呈现了“结对竞赛”的运作机制与组织逻辑,并与“晋升锦标赛”和“项目制”等传统治理机制进行了比较。

关键词: 印象政绩, 结对竞赛, 条块政治, 城市基层治理, 治理创新

Abstract: In recent years,the focus of Chinese urban base level government has experienced a fundamental shift from economic growth to public service and social management. While economic growth can be quantified more easily,public service and management can not,thus performance evaluation has to be largely dependent on "impression-based results". Under such circumstance,a new mechanism of so-called "paired competition" is put in place to pair superior vertical lines of authority (tiao) with subordinate horizontal levels of local government (kuai) on voluntary bases. Pairs will compete with other pairs in areas of public services and social management. Paired competition can facilitate close cooperation between tiao and kuai, promote innovations and create quick "impression-based results". However,the mechanism also generates incentives for excessive innovations and reluctance of adopting good practices by rival pairs. The case study detailed here is the "Community Analysis Tools" promoted by the Civil Affairs Department of District A in a major Chinese city. In addition to examine the organizational and operational logic of paired competition,this study also compare paired competition with the traditional methods of "tournament competition" and "special-purpose project system".

Key words: impression-based performance evaluation, paired competition, tiao-kuai politics, urban local governance, social governance innovation