社会杂志 ›› 2020, Vol. 40 ›› Issue (3): 1-31.

• 专题一:百年韦伯 •    下一篇

权力与伦理:韦伯支配社会学中的国家理由问题

李荣山   

  1. 上海大学社会学院
  • 发布日期:2020-06-08
  • 作者简介:李荣山,E-mail:lirongshan@shu.edu.cn
  • 基金资助:
    本文是国家社科基金青年项目“韦伯比较历史社会学的方法论基础研究”(16CSH005)和国家社科基金重大项目“当代中国转型社会学理论范式创新研究”(17ZDA112)的阶段性成果。

Power and Ethics: Reason of State in Max Weber's Sociology of Domination

LI Rongshan   

  1. School of Sociology and Political Science, Shanghai University
  • Published:2020-06-08
  • Supported by:
    This study is funded by the National Social Science Fund of China(16CSH005 & 17ZDA112).

摘要: 韦伯在权力与伦理之间的纠结,鲜明地体现了马基雅维里主义“国家理由”学说的双重性。和马基雅维里一样,韦伯看到,随着近代国家的兴起,政治成为一个独立的价值领域,与其他价值领域相冲突,但又不能彻底脱离其他价值领域。因此,他拒绝纯粹信念伦理,主张效果取向的责任伦理。不仅如此,他还直面马基雅维里时代尚未凸显的现代官僚制问题,把政体伦理降格为行政管理的正当性,从而使官僚制与伦理的关系问题走向前台。从这个意义上说,韦伯是一位“新马基雅维里主义者”。韦伯没能也无意彻底解决权力与伦理的冲突,他接受政治的“手段—目的”在伦理上的不一致之非理性现实,但他留下的官僚制与伦理的关系问题早已不只是一个德国问题,更是一个当代政治的普遍问题。今后中国的国家和社会治理研究不仅要从制度层面,还要从观念层面解释中国如何从传统伦理性的“家产官僚制”演变成今天的官僚制。

关键词: 权力, 伦理, 支配, 国家理由, 官僚制

Abstract: Max Weber's entanglement between power and ethics clearly embodies the duality of Machiavelli's "reason of state" doctrine. Like Machiavelli, Weber saw that with the rise of modern states, politics has become an independent value field, conflicting with other value fields, but not completely separated from them.Therefore, he rejected pure ethics of conviction, advocated effect-oriented ethics of responsibility, and recognized that the inconsistency of means and ends was an irrational reality of political ethics. Weber faced the problem of modern bureaucracy that was not prominent in the Machiavellian era. He degraded the ethics of polity to the legitimacy of administrative management and brought the issue of the relationship between bureaucracy and "ethics" to the center stage. In this sense, Weber is a "new Machiavelli".Weber never attempted an ultimate solution to the conflict between power and ethics. However, the question of relationship between bureaucracy and ethics that he left behind is not just a German problem, but also a common problem in contemporary politics. In the post-Weber time, social sciences stop questioning the meaning and purpose of the state, and instead focus on managerial functions and tasks of the state, resulting in what Carl Schmitt called "neutralization" of social sciences.Neutral concepts like "state autonomy" and "state capacity" have replaced Weberian ideas of tension between power and ethics.Any future study of state and social governance in China should try to explain not only the institutional level but also the conceptional level of how China has evolved from its traditional ethical bureaucracy to today's bureaucracy.

Key words: power, ethics, domination, reason of state, bureaucracy