社会杂志 ›› 2020, Vol. 40 ›› Issue (4): 217-240.

• 论文 • 上一篇    

文件治理中的政策采纳及其影响因素研究:基于国家和省级政府政策文本(2008—2018)数据

刘河庆   

  1. 华中科技大学社会学院
  • 发布日期:2020-07-18
  • 作者简介:刘河庆,E-mail:liuheqing321@163.com
  • 基金资助:
    本文是国家社科基金重大项目“基于大型调查数据基础上的中国城镇社区结构异质性及其基层治理研究”(15ZDB172)和国家社科基金青年项目“大数据时代的算法社会学与算法治理研究”(19CSH012)的阶段性成果。

Policy Compliance and Its Influence Factors in Document Governance: Based on National and Provincial Government Rural Policy Documents Data(2008-2018)

LIU Heqing   

  1. School of Sociology, Huazhong University of Science and Technology
  • Published:2020-07-18
  • Supported by:
    The research is funded by the National Social Science Fund “Research on the Heterogeneity of Urban Community Structure and Its Governance in China Based on Big Survey Data”(15ZDB172) and the National Social Science Fund “Research on Sociology of Algorithm and Algorithm Governance in the Big Data Era”(19CSH012).

摘要: “文件治国”是中国国家治理的基本表现形态,不同中央政策在各地被采纳与实施的情况也是国家治理问题的核心研究议题。本文尝试突破以往政策扩散研究多只关注特定单项中央政策在各地扩散过程的局限,结合长时段大样本农村政策文本数据,对中央政府2008—2018年发布的多项农村政策在各地的扩散过程进行实证分析,相对系统地考察了中央层面的行政压力和经济激励,以及地方层面的执行能力和内在动力等因素及其交互作用对政策采纳的影响,进而对中国正式政策文件运作的基本过程和内在机制进行探讨。研究显示,自上而下的行政压力越大,经济激励越大,地方层面的执行能力越强,地方政府采纳中央农村政策的概率就越容易显著增加。从交互关系来看,中央政府对农村议题重视程度的提高会减小不同执行能力省份的政策采纳差异,也会减小不同经济激励政策的采纳差异。

关键词: 文件治理, 政策采纳, 农村政策, 政策文本数据

Abstract: “Govern by official documents” is a basic administrative form of the Chinese national bureaucracy.Compliance of the central government policies in various regions has been a core research topic onstate governance. In an attempt to break through the limitation of existing research that only focuses the diffusion process of specific central policies,this study takes on a large sample of central government rural policy documents of a ten-year period from 2008 to 2018 and conducts an empirical analysis of the policy diffusion process and its mechanism. Specifically, the study investigates how the top-down administrative pressure and economic incentives interact with local level implementation capacity and internal motivation, and how this interaction impacts policy compliance.The finding indicates that the greater the administrative pressure and economic incentives from the central government, and the greater local implementation capacity, the significantly higher the implementation of the central rural policies.Under different administrative pressures, the impact of local capacity and economic incentives on policy implementation seems to vary. When the central government attaches great importance to rural issues, the difference between high capacity and low capacity local governments in policy compliance is significantly smaller. Asimilar decreased difference in implementation is also observed between policies with strong economic incentives and policies with weak incentives.

Key words: document governance, policy adoption, rural policy, policy text data