社会杂志 ›› 2025, Vol. 45 ›› Issue (6): 145-182.

• 论文 • 上一篇    下一篇

论王制的神圣基础及其对家族的反向形塑:晚商死亡仪式的社会人类学分析

王正原()   

  • 出版日期:2025-11-20 发布日期:2026-01-20
  • 作者简介:王正原  浙江大学艺术与考古学院、伦敦大学学院考古研究所, E-mail: zhengyuan.wang@ucl.ac.uk

Death and the Divine Kingship of the Late Shang: Toward the Question of "Kinship"

Zhengyuan WANG()   

  • Online:2025-11-20 Published:2026-01-20
  • About author:WANG Zhengyuan, School of Art and Archaeology, Zhejiang University; Institute of Archaeology, University College London, E-mail: zhengyuan.wang@ucl.ac.uk

摘要:

以“家”为方法探究中国古典秩序根基,重构其精神本体,是当下中国社会学的核心关切之一。本文运用社会人类学的“死亡集体表象”概念,揭示晚商王制的神圣基础。在这一具体历史形态中,作为王制之依托的“家族”围绕死亡信仰与仪节而构建,并受到王制的反向形塑。死亡、家族与王制之间的纠缠,具有不亚于“家”本身的理论意义。丧葬仪式将死者转化成境界不同的超凡存在,是生者、死者进行社会交换的前提。商人频繁纪念重要死者以换取福报,而逐渐遗忘其他死者。死者的超凡能力与生者沟通死者的资格都高度不均等,唯有国王可在尊贵死者的中介下,辗转沟通最高的神。人牲是王室纪念死者的重要祭品,作为“非规范”的死亡,人祭有消灭敌对政体成员之人性的象征意义。可见,晚商王制的主干是由时王通向上帝的祖先序列,其边界是对王国之外“人之为人”的否定,这在横向和纵向上化解了神圣王权理论刻画的弑君与外生困境。家族秩序的纵向建构与王制对“崇高”的追求有关,前者高度发展的形式反而附生于后者。晚商对死亡与祖先的重视奠定了历代王制的底色,而西周理想则试图克服其层级、功利、排他性的特征,二者的辩证关系乃中国文明的深层脉络。

关键词: 晚商, 王制, 死亡, 家族

Abstract:

Divine and sacred kingship has long been a central topic in social anthropology. However, previous studies have tended to focus on kingship in small-scale societies, emphasizing the internal dilemmas posed by the pursuit of divinity and sacredness, while paying less attention to kingship systems in large-scale and highly stratified polities. In contemporary Chinese sociology, a major concern lies in exploring the foundations of classical Chinese order through the analytical lens of jia (family/kinship/home) in order to construct an ontology situated within Chinese civilization. Yet such an approach often overlooks the entanglement between kinship and other social facts in concrete historical contexts. Similarly, existing scholarship on Late Shang society and kingship generally treats kinship as a self-evident social fact and regards kingship as a derivative construction emerging upon it.To address these gaps, this paper adopts the Durkheimian concept of "collective representations of death" to unveil the divine foundations of Late Shang kingship, thereby extending the scope of kingship theory and reflecting on the methodological limits of the jia-centered approach. It argues that, in the particular historical formation of the Late Shang, kinship --through which kingship was manifested and represented --was organized around the collective representation of death, and was, in turn, shaped by the logic of kingship itself.Specifically, the paper argues that: (1) rites of passage transformed the deceased into transcendent beings inhabiting different realms, forming the basis for social exchange between the living and the dead; (2) the living frequently commemorated significant ancestors to obtain blessings while gradually forget others, forming complex gift exchange systems between the living and the dead. The supernatural capacities of the dead, as well as the qualifications of the living to communicate with them, were highly unequal: only the king, through the mediation of exalted ancestors, could indirectly commune with the supreme deity; (3) human sacrifice served as an important offering in royal commemoration of the dead. As a "non-normative" form of death, it symbolized the annihilation of the humanity of members belonging to rival polities.Thus, the core structure of Late Shang kingship consisted of an ancestral sequence ascending from the reigning king to the supreme deity, while its boundary was defined by the denial of humanity to those outside the political order of the kingdom. In both its vertical and horizontal dimensions, this configuration resolved the dilemmas of regicide and externality that have long troubled anthropological theories of divine and sacred kingship. The vertical construction of kinship order was, in fact, closely linked to the royal pursuit of the sublime; its highly developed form was parasitic upon that pursuit. That is to say, the entanglement between death, kinship, and kingship yields theoretical significance no less profound than that of jia/kinship itself.The Late Shang emphasis on death and ancestry laid the foundation for the dynastic orders of later periods. Yet its hierarchical, utilitarian, and exclusionary characteristics were precisely what the Western Zhou ideal sought to overcome. The dialectical relationship between the Shang and the Zhou thus constitutes a deep-lying structure in the development of Chinese civilization.

Key words: Late Shang, divine kingship, death, kinship